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Home > Insider Trading > Filing (0001104659-23-121223)

Filing Details

Accession Number:: 0001104659-23-121223
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-11-27 16:00:13
Reporting Period:: 2023-11-27

Accepted Time:: 2023-11-27 16:00:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1534254	Cion Investment Corp	CION	()	453058280

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1681930	I. Peter Finlay	C/O Cion Investment Corp 100 Park Avenue, 25Th Floor New York NY 10017		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	Acquisiton	2023-11-27	300	$10.88	2,300	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote

Footnotes

A self-employed pension plan is the record holder of these Shares. Mr Finlay is the direct beneficiary with sole voting and investment power with respect to the Shares held by the self-employed pension plan.