Filing Details
- Accession Number:
- 0001209191-23-056611
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-24 20:21:03
- Reporting Period:
- 2023-11-21
- Accepted Time:
- 2023-11-24 20:21:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1818502 | Oppfi Inc. | OPFI | Finance Services (6199) | 851648122 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1874705 | J. Christopher Mckay | 130 E. Randolph Street Suite 3400 Chicago IL 60601 | Chief Risk & Analytics Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-11-21 | 3,852 | $0.00 | 43,780 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2023-11-21 | 640 | $3.62 | 43,140 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2023-11-21 | 246 | $3.62 | 42,894 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Unit | Disposition | 2023-11-21 | 3,852 | $0.00 | 3,852 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
34,657 | No | 4 | M | Direct |
Footnotes
- On November 21, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on July 1, 2023.
- Represents shares sold to satisfy tax liability upon the vesting of RSUs.
- Represents shares sold to satisfy tax liability in connection with the settlement of a previously reported performance-based restricted stock unit award.
- Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the Issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 61,613 RSUs. 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.