Filing Details
- Accession Number:
- 0001062993-23-021440
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-24 16:29:44
- Reporting Period:
- 2021-12-14
- Accepted Time:
- 2023-11-24 16:29:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1834045 | Vintage Wine Estates Inc. | VWE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197616 | S Paul Walsh | 937 Tahoe Boulevard, Suite 210 Incline Village NV 89451 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-11-22 | 50,000 | $0.58 | 678,793 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-12-14 | 5,000 | $10.23 | 683,793 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to purchase common stock | $11.50 | 2021-08-11 | 2026-06-08 | 100,460 | 100,460 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-06-08 | 100,460 | 100,460 | Direct |
Footnotes
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.56 to $0.58, inclusive. Mr. Walsh undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Includes 20,956 RSUs that vest on 11/30/2023.