Home > Insider Trading > Filing (0001315098-23-000184)

Filing Details

Accession Number:: 0001315098-23-000184
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-11-24 15:16:34
Reporting Period:: 2023-11-21

Accepted Time:: 2023-11-24 15:16:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1315098	Roblox Corp	RBLX	Services-Prepackaged Software (7372)	200991664

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1835037	Mark Reinstra	C/O Roblox Corporation 970 Park Place San Mateo CA 94403	Gen. Counsel & Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2023-11-21	4,000	$3.41	244,763	No	4	M	Direct
Class A Common Stock	Disposition	2023-11-21	4,000	$37.35	240,763	No	4	S	Direct
Class A Common Stock	Disposition	2023-11-21	11,703	$36.69	229,060	No	4	S	Direct
Class A Common Stock	Disposition	2023-11-21	118	$37.36	228,942	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2023-11-21	4,000	$0.00	4,000	$3.41

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
461,896		2030-12-09	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	40,000	Indirect	See footnote
Class A Common Stock	40,000	Indirect	See footnote
Class A Common Stock	72,058	Indirect	See footnote
Class A Common Stock	22,364	Indirect	See Footnote
Class A Common Stock	22,364	Indirect	See footnote

Footnotes

A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
On October 26, 2023, the Reporting Person transferred 40,000 shares of Class A common stock to the Mark L. Reinstra 2023 Annuity Trust and 40,000 shares of Class A common stock to the Susan P. Reinstra 2023 Annuity Trust.
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on February 24, 2023.
Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). This sale was to satisfy tax withholding obligations to be funded by a "sell to cover' transaction.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $36.35 to $37.34, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $37.35 to $37.43, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares are held directly by the Susan P. Reinstra 2023 Annuity Trust for which the Reporting Person serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Annuity Trust.
These shares are held directly by the Mark L. Reinstra 2023 Annuity Trust for which the Reporting Person serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Annuity Trust.
These shares are held directly by the San Domenico Trust dated August 12, 1999 for which the reporting person serves as trustee. The Reporting Person may be deemed to have beneficial ownership over the securities held by the trust.
These shares are held directly by the Mark L. Reinstra 2022 Annuity Trust for which the Reporting Person serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Annuity Trust.
These shares are held directly by the Susan P. Reinstra 2022 Annuity Trust for which the Reporting Person serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Annuity Trust.
1/4th of the shares subject to the option became vested and exercisable on December 4, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.