Filing Details

Accession Number:
0001062993-23-021398
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-22 18:18:28
Reporting Period:
2023-11-20
Accepted Time:
2023-11-22 18:18:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1834045 Vintage Wine Estates Inc. VWE Beverages (2080) 871005902
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1864332 Jonathan Sebastiani 937 Tahoe Boulevard, Suite 210
Incline Village NV 89451
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-11-20 3,600 $0.51 127,250 No 4 P Direct
Common Stock Acquisiton 2023-11-21 8,274 $0.55 135,524 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,134,946 Indirect By Sonoma Brands entities
Footnotes
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.50 to $0.52, inclusive. Mr. Sebastiani undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Includes 10,478 RSUs that vest on 11/30/2023.
  3. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.536 to $0.55, inclusive. Mr. Sebastiani undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  4. Mr. Sebastiani has sole voting and dispositive power over the 684,881 shares owned by Sonoma Brands II, LP, the 410,715 shares owned by Sonoma Brands VWE Co-Invest, L.P. and the 39,350 shares owned by Sonoma Brands II Select, L.P. Mr. Sebastiani disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Sonoma Brands Partners II, LLC is the managing member of Sonoma Brands II GP, LLC, which is the general partner of Sonoma Brands II, L.P., Sonoma Brands VWE Co-Invest, L.P. and Sonoma Brands II Select, L.P.