Home > Insider Trading > Filing (0001062993-23-021398)

Filing Details

Accession Number:: 0001062993-23-021398
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-11-22 18:18:28
Reporting Period:: 2023-11-20

Accepted Time:: 2023-11-22 18:18:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1834045	Vintage Wine Estates Inc.	VWE	Beverages (2080)	871005902

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1864332	Jonathan Sebastiani	937 Tahoe Boulevard, Suite 210 Incline Village NV 89451		Yes	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-11-20	3,600	$0.51	127,250	No	4	P	Direct
Common Stock	Acquisiton	2023-11-21	8,274	$0.55	135,524	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,134,946	Indirect	By Sonoma Brands entities

Footnotes

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.50 to $0.52, inclusive. Mr. Sebastiani undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Includes 10,478 RSUs that vest on 11/30/2023.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.536 to $0.55, inclusive. Mr. Sebastiani undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Mr. Sebastiani has sole voting and dispositive power over the 684,881 shares owned by Sonoma Brands II, LP, the 410,715 shares owned by Sonoma Brands VWE Co-Invest, L.P. and the 39,350 shares owned by Sonoma Brands II Select, L.P. Mr. Sebastiani disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Sonoma Brands Partners II, LLC is the managing member of Sonoma Brands II GP, LLC, which is the general partner of Sonoma Brands II, L.P., Sonoma Brands VWE Co-Invest, L.P. and Sonoma Brands II Select, L.P.