Filing Details
- Accession Number:
- 0001104659-23-120578
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-22 09:00:55
- Reporting Period:
- 2023-11-20
- Accepted Time:
- 2023-11-22 09:00:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015155 | Charles & Colvard Ltd | CTHR | Jewelry, Silverware & Plated Ware (3910) | 561928817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1707186 | Don O'connell | 170 Southport Drive Morrisville NC 27560 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-20 | 61,087 | $0.39 | 61,087 | No | 4 | P | Indirect | By 401(k) |
| Common Stock | Acquisiton | 2023-11-21 | 38,913 | $0.39 | 100,000 | No | 4 | P | Indirect | By 401(k) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By 401(k) |
| No | 4 | P | Indirect | By 401(k) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 451,114 | Direct |
Footnotes
- The shares were purchased pursuant to a self-directed brokerage account option in Charles & Colvard, Ltd.'s 401(k) plan.
Billionaire Hedge Funds
