Filing Details

Accession Number:
0001213900-23-089375
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-21 20:11:14
Reporting Period:
2023-11-17
Accepted Time:
2023-11-21 20:11:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1807846 Moneylion Inc. ML Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1882338 Richard Correia C/O Moneylion Inc.
30 West 21St Street, 9Th Floor
New York, NY 10010
President, Cfo And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-11-17 12,000 $3.90 168,824 No 4 M Direct
Class A Common Stock Disposition 2023-11-17 1,491 $33.15 167,333 No 4 F Direct
Class A Common Stock Acquisiton 2023-11-17 3,309 $3.90 170,642 No 4 M Direct
Class A Common Stock Disposition 2023-11-17 3,309 $32.97 167,333 No 4 S Direct
Class A Common Stock Disposition 2023-11-17 5,151 $31.85 162,182 No 4 S Direct
Class A Common Stock Acquisiton 2023-11-20 26,207 $3.90 188,389 No 4 M Direct
Class A Common Stock Disposition 2023-11-20 26,207 $33.17 162,182 No 4 S Direct
Class A Common Stock Disposition 2023-11-20 7,360 $33.14 154,822 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options (Right to Buy) Disposition 2023-11-17 12,000 $0.00 12,000 $3.90
Class A Common Stock Stock Options (Right to Buy) Disposition 2023-11-17 3,309 $0.00 3,309 $3.90
Class A Common Stock Stock Options (Right to Buy) Disposition 2023-11-20 26,207 $0.00 26,207 $3.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,516 2026-12-31 No 4 M Direct
26,207 2026-12-31 No 4 M Direct
0 2026-12-31 No 4 M Direct
Footnotes
  1. Includes restricted stock units ("RSUs") and performance share units ("PSUs"), each of which represents a contingent right to receive one share of Class A common stock, par value $0.0001 per share (the "Class A Common Stock"), of MoneyLion Inc. (the "Company") and the acquisition of which was previously reported in Table I of the Reporting Person's prior Form 4s.
  2. Represents shares of Class A Common Stock sold to cover the exercise price and payment of the tax liabilities of the Reporting Person related to the exercise of 12,000 stock options, as reported on this Form 4.
  3. The shares of Class A Common Stock were sold in multiple trades at prices ranging from $32.00 to $34.00 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares purchased at each separate price.
  4. The shares of Class A Common Stock were sold in multiple trades at prices ranging from $31.42 to $34.00 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares purchased at each separate price.
  5. The shares of Class A Common Stock were sold in multiple trades at prices ranging from $32.03 to $34.53 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares purchased at each separate price.
  6. The shares of Class A Common Stock were sold in multiple trades at prices ranging from $32.09 to $34.37 per share, inclusive. The price reported in Column 4 reflects the weighted average price per share. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any security holder of the Company, upon request, full information regarding the number of shares purchased at each separate price.
  7. 25% of the stock option award vested on the first anniversary of December 31, 2016, and the remaining stock option award vested in equal monthly installments thereafter until fully vested on the fourth anniversary of such date.