Home > Insider Trading > Filing (0001726978-23-000148)

Filing Details

Accession Number:: 0001726978-23-000148
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-11-21 19:19:00
Reporting Period:: 2023-11-17

Accepted Time:: 2023-11-21 19:19:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1726978	Goosehead Insurance Inc.	GSHD	Insurance Agents, Brokers & Service (6411)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1736768	Evan Mark Jones	C/O Goosehead Insurance, Inc. 1500 Solana Blvd., Building 4, Ste 4500 Westlake TX 76262	Ceo	Yes	Yes	Yes	Yes
1736769	2014 Trust Descendants Jones Robyn & Mark	C/O Goosehead Insurance, Inc. 1500 Solana Blvd., Bldg 4, Ste 4500 Westlake TX 76262		No	No	Yes	Yes
1737503	Elizabeth Mary Robyn Jones	C/O Goosehead Insurance, Inc. 1500 Solana Blvd., Building 4, Ste 4500 Westlake TX 76262		Yes	No	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class B Common Stock	Disposition	2023-11-17	32,382	$0.00	7,974,481	No	4	C	Direct
Class A Common Stock	Acquisiton	2023-11-17	32,382	$0.00	32,382	No	4	C	Direct
Class A Common Stock	Disposition	2023-11-17	22,836	$71.16	9,546	No	4	S	Direct
Class A Common Stock	Disposition	2023-11-17	8,475	$72.50	1,071	No	4	S	Direct
Class A Common Stock	Disposition	2023-11-17	1,071	$72.90	0	No	4	S	Direct
Class B Common Stock	Disposition	2023-11-20	30,203	$0.00	7,944,278	No	4	C	Direct
Class A Common Stock	Acquisiton	2023-11-20	30,203	$0.00	30,203	No	4	C	Direct
Class A Common Stock	Disposition	2023-11-20	27,763	$73.17	2,440	No	4	S	Direct
Class A Common Stock	Disposition	2023-11-20	2,440	$73.85	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	C	Direct
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	LLC Units in Goosehead Financial, LLC	Disposition	2023-11-17	32,382	$0.00	32,382	$0.00
Class A Common Stock	LLC Units in Goosehead Financial, LLC	Disposition	2023-11-20	30,203	$0.00	30,203	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
7,974,481			No	4	C	Direct
7,944,278			No	4	C	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	189,551	Direct
Class B Common Stock	182,349	Direct
Class A Common Stock	181,290	Direct
Class B Common Stock	132,349	Direct
Class B Common Stock	1,811,355	Indirect	By Trust

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	LLC Units in Goosehead Financial, LLC	$0.00	182,349	182,349	Direct
Class A Common Stock	LLC Units in Goosehead Financial, LLC	$0.00	132,349	132,349	Direct
Class A Common Stock	LLC Units in Goosehead Financial, LLC	$0.00	1,811,355	1,811,355	Indirect

Amount	Remaning Holdings	Nature of Ownership
182,349	182,349	Direct
132,349	132,349	Direct
1,811,355	1,811,355	Indirect

Footnotes

Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Mark & Robyn Jones Descendants Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Mark & Robyn Jones Descendants Trust 2014 and whose immediate family members are beneficiaries of the Mark & Robyn Jones Descendants Trust 2014.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.81 to $71.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.85 to $72.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.86 to $72.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.65 to $73.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.65 to $74.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Reflects a reduction in shares due to a gift by Mark Evan Jones on 11/20/2023, for which a separate Form 4 will be filed.
Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Mark Evan Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by his spouse, Robyn Mary Elizabeth Jones, who is independently a reporting person of the issuer.
Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Robyn Mary Elizabeth Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by her spouse, Mark Evan Jones, who is independently a reporting person of the issuer.
Reflects a reduction in shares due to sales on 11/20/2023 by Lanni Elaine Romney Family Trust 2014, Lindy Jean Langston Family Trust 2014, and Camille Lavaun Peterson Family Trust 2014, separate reporting persons and for which separate Form 4s will be filed.
Reflects shares of Class B Common Stock or LLC Units, as applicable, held indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of various trusts and whose immediate family members are beneficiaries of such trusts.
Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.