Filing Details
- Accession Number:
- 0001997608-23-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-21 16:59:26
- Reporting Period:
- 2023-11-13
- Accepted Time:
- 2023-11-21 16:59:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1401395 | Neptune Wellness Solutions Inc. | NEPT | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1997608 | Fund Settlement Securities Neptune | C/O Pomerantz Llp 10 S. Lasalle St., Suite 3505 Chicago IL 60603 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-11-13 | 613 | $0.70 | 2,344,323 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-11-14 | 32 | $0.70 | 2,344,291 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-11-20 | 215,838 | $0.88 | 2,128,453 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-11-21 | 98,531 | $0.77 | 2,029,922 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |