Filing Details

Accession Number:
0001997608-23-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-21 16:59:26
Reporting Period:
2023-11-13
Accepted Time:
2023-11-21 16:59:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1401395 Neptune Wellness Solutions Inc. NEPT Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1997608 Fund Settlement Securities Neptune C/O Pomerantz Llp
10 S. Lasalle St., Suite 3505
Chicago IL 60603
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-11-13 613 $0.70 2,344,323 No 4 S Direct
Common Stock Disposition 2023-11-14 32 $0.70 2,344,291 No 4 S Direct
Common Stock Disposition 2023-11-20 215,838 $0.88 2,128,453 No 4 S Direct
Common Stock Disposition 2023-11-21 98,531 $0.77 2,029,922 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct