Filing Details
- Accession Number:
- 0001515156-23-000142
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2023-11-21 16:41:30
- Reporting Period:
- 2023-11-15
- Accepted Time:
- 2023-11-21 16:41:30
- Original Submission Date:
- 2023-11-17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1515156 | Advanced Emissions Solutions Inc. | ADES | Miscellaneous Chemical Products (2890) | 275472457 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1785490 | M Joseph Wong | 8051 E Maplewood Ave, Ste 210 C/O Advanced Emissions Solutions, Inc. Greenwood Village CO 80111 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-11-15 | 25,000 | $2.30 | 161,913 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The initial Form 4 filed on November 17, 2023 inadvertently listed a transaction code of "A". This amendment corrects the transaction code for this transaction.
- Amount shown is inclusive of subsequent transactions reported on Form 4 filed on November 20, 2023.