Filing Details
- Accession Number:
- 0001144204-11-041193
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-19 20:19:17
- Reporting Period:
- 2011-07-15
- Filing Date:
- 2011-07-19
- Accepted Time:
- 2011-07-19 20:19:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326652 | Zoo Entertainment Inc | ZOOG | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1378591 | E David Smith | C/O Zoo Entertainment, Inc. 3805 Edwards Road, Suite 605 Cincinnati OH 45209 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-15 | 359,172 | $0.00 | 815,372 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (Right to buy) | Acquisiton | 2011-07-15 | 359,712 | $0.00 | 359,712 | $1.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
359,712 | 2012-01-15 | 2014-01-15 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,035,139 | Direct |
Footnotes
- The reported securities are included within 359,712 units purchased by Coast Medina, LLC for $2.085 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
- Of such amount, 440,758 shares of common stock owned by Mojobear Capital LLC, 10,804 shares of common stock are held by Coast Sigma Fund, LLC and 363,810 shares of common stock are held by Coast Medina, LLC. David Smith is the President of Coast Asset Management, LLC, the managing member of Coast Sigma Fund, LLC. David Smith is also the managing member of the general partner of the sole member of Coast Medina, LLC and the managing member of Mojobear Capital LLC.