Filing Details

Accession Number:
0001622627-23-000032
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-21 11:07:33
Reporting Period:
2023-11-17
Accepted Time:
2023-11-21 11:07:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
872912 Delcath Systems Inc. DCTH Surgical & Medical Instruments & Apparatus (3841) 061245881
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1622627 Rosalind Advisors, Inc. 15 Wellesley Street West
Suite 326
Toronto A6 M4Y 0G7
Yes No No No
1623082 J A Steven Salamon 15 Wellesley Street West
Suite 326
A6 M4Y 0G7
Yes No No No
1811824 Gil Aharon 15 Wellesley Street West
Suite 326
Toronto A6 M4Y 0G7
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2023-11-17 100,000 $2.40 1,038,828 No 4 P Indirect By Rosalind Advisors, Inc., the advisor to the Rosalind Funds
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Rosalind Advisors, Inc., the advisor to the Rosalind Funds
Footnotes
  1. Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.