Filing Details
- Accession Number:
- 0001622627-23-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-21 11:07:33
- Reporting Period:
- 2023-11-17
- Accepted Time:
- 2023-11-21 11:07:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
872912 | Delcath Systems Inc. | DCTH | Surgical & Medical Instruments & Apparatus (3841) | 061245881 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1622627 | Rosalind Advisors, Inc. | 15 Wellesley Street West Suite 326 Toronto A6 M4Y 0G7 | Yes | No | No | No | |
1623082 | J A Steven Salamon | 15 Wellesley Street West Suite 326 A6 M4Y 0G7 | Yes | No | No | No | |
1811824 | Gil Aharon | 15 Wellesley Street West Suite 326 Toronto A6 M4Y 0G7 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2023-11-17 | 100,000 | $2.40 | 1,038,828 | No | 4 | P | Indirect | By Rosalind Advisors, Inc., the advisor to the Rosalind Funds |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Rosalind Advisors, Inc., the advisor to the Rosalind Funds |
Footnotes
- Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.