Filing Details
- Accession Number:
- 0001628280-23-039640
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-20 17:09:46
- Reporting Period:
- 2023-11-16
- Accepted Time:
- 2023-11-20 17:09:46
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1221280 | Ralph Bartel | Casella Postale 823 6612 Ascona V8 6612 | No | No | Yes | No | |
1349132 | Azzurro Capital Inc | C/O Sovereign Management Limited P.o. Box 564 Sovereign Place Gibraltar J1 GX11 1AA | No | No | Yes | No | |
1349156 | Trust 2005 Bartel Ralph | C/O Fedelta Trust Limited 29/31 Athol Street, Omar House Bldg Isle Of Man X0 1M11LB | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-11-16 | 50,000 | $8.21 | 5,953,802 | No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
Common Stock | Disposition | 2023-11-17 | 65,000 | $8.73 | 5,888,802 | No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
Common Stock | Disposition | 2023-11-20 | 50,000 | $9.13 | 5,838,802 | No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
Footnotes
- Sale prices for the shares sold ranged from $8.15 to $8.31 per share.
- The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The "Amount of Securities Beneficially Owned Following Reported Transaction(s)" represents shares held by Azzurro Capital Inc.
- Indirect ownership applies to Ralph Bartel and the Ralph Bartel 2005 Trust.
- Sale prices for the shares sold ranged from $8.63 to $8.85 per share.
- Sale prices for the shares sold ranged from $9.07 to $9.23 per share.