Filing Details
- Accession Number:
- 0001209191-11-040174
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-19 19:18:24
- Reporting Period:
- 2011-07-15
- Filing Date:
- 2011-07-19
- Accepted Time:
- 2011-07-19 19:18:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1443646 | Booz Allen Hamilton Holding Corp | BAH | Services-Management Consulting Services (8742) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1517713 | J Richard Wilhelm | 8283 Greenboro Drive Mclean VA 22102 | Executive Vice President | No | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-07-15 | 9,776 | $4.28 | 60,784 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-07-15 | 9,776 | $18.90 | 51,008 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2011-07-15 | 2,100 | $12.81 | 53,108 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-07-15 | 2,100 | $18.90 | 51,008 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2011-07-15 | 34,964 | $0.01 | 85,972 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-07-15 | 34,964 | $18.90 | 51,008 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2011-07-18 | 3,205 | $0.01 | 54,213 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-07-18 | 3,205 | $18.67 | 51,008 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2011-07-18 | 5 | $0.01 | 51,013 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-07-18 | 5 | $18.65 | 51,008 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-07-15 | 1,146 | $0.00 | 1,146 | $4.28 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-07-15 | 8,630 | $0.00 | 8,630 | $4.28 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-07-15 | 2,100 | $0.00 | 2,100 | $12.81 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-07-15 | 34,964 | $0.00 | 34,964 | $0.01 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-07-18 | 3,210 | $0.00 | 3,210 | $0.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
62,984 | 2018-11-19 | No | 4 | M | Direct | |
25,910 | 2018-11-19 | No | 4 | M | Direct | |
8,400 | 2020-04-29 | No | 4 | M | Direct | |
3,210 | 2011-09-15 | No | 4 | M | Direct | |
0 | 2011-09-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 82,700 | Indirect | By Trust |
Footnotes
- Shares held by the Richard J. Wilhelm Trust.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2011.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.75 to $19.50, inclusive. The reporting person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.61 to $18.72, inclusive. The reporting person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The options exercised in the reported transaction, along with 30,914 of the options following this transaction, are fully vested and exercisable. The remaining options vest and become exercisable ratably on June 30, 2012 and 2013, subject to the achievement of EBITDA performance goals and to the reporting person's continued employment, with the opportunity to "catch up" on missed goals if certain performance conditions are satisfied. At the time of a change in control event, any unvested options will vest immediately prior to the effective date of the event if certain conditions are met.
- The options exercised in the reported transaction, along with 8,630 of the options following this transaction, are fully vested and exercisable. The remaining options vest and become exercisable ratably on June 30, 2012, 2013, 2014, and 2015, subject to the achievement of cumulative cash flow performance goals and to the reporting person's continued employment, with the opportunity to "catch up" on missed goals if certain performance conditions are satisfied. At the time of a change in control event, any unvested options will vest immediately prior to the effective date of the event if certain conditions are met.
- The options exercised in the reported transaction vested on June 30, 2011. The remaining options vest and become exercisable ratably on June 30, 2012, 2013, 2014, and 2015, subject to the achievement of cumulative cash flow performance goals and to the reporting person's continued employment, with the opportunity to "catch up" on missed goals if certain performance conditions are satisfied. At the time of a change in control event, any unvested options will vest immediately prior to the effective date of the event if certain conditions are met.
- The options reported in this transaction vested on June 30, 2011. All vested options must be exercised within 77 days following the exercise date unless the reporting person receives written consent from the issuer, in which case, such options may be exercised through the end of the year in which they become exercisable. Upon exercise of an option, the reporting person must sell to the issuer, and it must repurchase at par value, one share of Class E special voting common stock for each option exercised.