Filing Details
- Accession Number:
- 0001209191-11-040170
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-19 19:17:28
- Reporting Period:
- 2011-07-15
- Filing Date:
- 2011-07-19
- Accepted Time:
- 2011-07-19 19:17:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311173 | Michael Johnson | 800 W. Olympic Boulevard, #406 Los Angeles CA 90015 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-15 | 197,062 | $12.32 | 901,942 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-15 | 118,140 | $57.53 | 783,802 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-18 | 57,790 | $56.63 | 726,012 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-18 | 1,400 | $57.34 | 724,612 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2011-07-01 | 197,062 | $0.00 | 197,062 | $12.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
985,308 | 2013-04-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 110,000 | Indirect | Beneficially owned through Spouse's GRAT |
Common Stock | 110,000 | Indirect | Beneficially owned through GRAT |
Common Stock | 113,042 | Indirect | Beneficially owned through Michael O. Johnson IRA |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2011.
- This transaction was executed in multiple trades at prices ranging from $57.51 to $58.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $56.28 to $57.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These options were fully vested as of June 30, 2008.
- On May 17, 2011, the common stock of Herbalife Ltd. split 2-for-1, resulting in the reporting person's acquisition of 591,185 additional options to purchase shares of Herbalife common stock.