Home > Insider Trading > Filing (0001062993-23-021208)

Filing Details

Accession Number:: 0001062993-23-021208
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-11-20 16:33:27
Reporting Period:: 2023-11-16

Accepted Time:: 2023-11-20 16:33:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
31235	Eastman Kodak Co	KODK	Photographic Equipment & Supplies (3861)	160417150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1579836	D Philippe Katz	C/O Eastman Kodak Company 343 State Street Rochester NY 14650		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $.01	Acquisiton	2023-11-16	6,000	$3.70	161,496	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $.01	2,522,011	Indirect	Owned by KF Investors LLC
Common Stock, Par Value $.01	1,569,870	Indirect	Owned by Momar Corporation
Common Stock, Par Value $.01	7,598	Indirect	Owned by United Equities Commodities Company
Common Stock, Par Value $.01	87,720	Indirect	Owned by Marneu Holding Company
Common Stock, Par Value $.01	48,875	Indirect	Owned by 111 John Realty Corp.

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock, Par Value $.01	Phantom Stock	$0.00		82,585	82,585	Direct
Common Stock, Par Value $.01	Restricted Stock Units	$0.00		23,365	23,365	Direct
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$3.03	2030-05-19	25,297	25,297	Direct
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$4.53	2030-05-19	7,699	7,699	Direct
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$6.03	2030-05-19	7,699	7,699	Direct
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$12.00	2030-05-19	4,400	4,400	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	82,585	82,585	Direct
	23,365	23,365	Direct
2030-05-19	25,297	25,297	Direct
2030-05-19	7,699	7,699	Direct
2030-05-19	7,699	7,699	Direct
2030-05-19	4,400	4,400	Direct

Footnotes

Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein.
Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.
Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein.
Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein.
Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.
Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
These restricted stock units, which convert into common stock on a one-for-one basis, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders, except as otherwise provided in the award notice.
This option has fully vested as of the date of this report.