Filing Details

Accession Number:
0001209191-11-040167
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-19 19:16:36
Reporting Period:
2011-07-15
Filing Date:
2011-07-19
Accepted Time:
2011-07-19 19:16:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1443646 Booz Allen Hamilton Holding Corp BAH Services-Management Consulting Services (8742) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1505485 Cg Appleby 8283 Greensboro Drive
Mclean VA 22102
Evp, Gen. Counsel & Secretary No Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-07-15 50,769 $4.28 1,395,511 No 4 M Direct
Class A Common Stock Disposition 2011-07-15 50,769 $18.90 1,344,742 No 4 S Direct
Class A Common Stock Acquisiton 2011-07-18 33,201 $4.28 1,377,943 No 4 M Direct
Class A Common Stock Disposition 2011-07-18 33,201 $18.70 1,344,742 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2011-07-15 27,990 $4.28 27,990 $4.28
Class A Common Stock Employee Stock Option (right to buy) Disposition 2011-07-15 12,130 $4.28 12,130 $4.28
Class A Common Stock Employee Stock Option (right to buy) Disposition 2011-07-15 10,649 $4.28 10,649 $4.28
Class A Common Stock Employee Stock Option (right to buy) Disposition 2011-07-18 24,260 $4.28 24,260 $4.28
Class A Common Stock Employee Stock Option (right to buy) Disposition 2011-07-18 8,941 $4.28 8,941 $4.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,680 2018-11-19 No 4 M Direct
48,530 2018-11-19 No 4 M Direct
22,021 2018-11-19 No 4 M Direct
24,270 2018-11-19 No 4 M Direct
13,080 2018-11-19 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2011.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.75 to $19.50, inclusive. The reporting person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.51 to $18.80, inclusive. The reporting person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The options exercised in the reported transaction are fully vested and exercisable. The remaining options vest and become exercisable, subject to the reporting person's continued employment, ratably on June 30, 2012 and 2013. Any unvested options fully vest and become exercisable immediately prior to the effective date of certain change in control events.
  5. The options exercised in the reported transaction, along with 24,260 of the options following this transaction, are fully vested and exercisable. The remaining options vest and become exercisable ratably on June 30, 2012 and 2013, subject to the achievement of EBITDA performance goals and to the reporting person's continued employment, with the opportunity to "catch up" on missed goals if certain performance conditions are satisfied. At the time of a change in control event, any unvested options will vest immediately prior to the effective date of the event if certain conditions are met.
  6. The options exercised in the reported transaction, along with 8,941 of the options following this transaction, are fully vested and exercisable. The remaining options vest and become exercisable ratably on June 30, 2012 and 2013, subject to the achievement of cumulative cash flow performance goals and to the reporting person's continued employment, with the opportunity to "catch up" on missed goals if certain performance conditions are satisfied. At the time of a change in control event, any unvested options will vest immediately prior to the effective date of the event, if certain conditions are met.
  7. The options exercised in the reported transaction are fully vested and exercisable. The remaining options vest and become exercisable ratably on June 30, 2012 and 2013, subject to the achievement of EBITDA performance goals and to the reporting person's continued employment, with the opportunity to "catch up" on missed goals if certain performance conditions are satisfied. At the time of a change in control event, any unvested options will vest immediately prior to the effective date of the event if certain conditions are met.
  8. The options exercised in the reported transaction are fully vested and exercisable. The remaining options vest and become exercisable ratably on June 30, 2012 and 2013, subject to the achievement of cumulative cash flow performance goals and to the reporting person's continued employment, with the opportunity to "catch up" on missed goals if certain performance conditions are satisfied. At the time of a change in control event, any unvested options will vest immediately prior to the effective date of the event if certain conditions are met.