Filing Details
- Accession Number:
- 0001562180-23-007799
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-20 16:28:33
- Reporting Period:
- 2023-11-16
- Accepted Time:
- 2023-11-20 16:28:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1568651 | Oscar Health Inc. | OSCR | Hospital & Medical Service Plans (6324) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1844320 | Mario Schlosser | 75 Varick Street, 5Th Floor New York NY 10013 | President Of Technology & Cto | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-11-16 | 390,405 | $0.00 | 447,722 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2023-11-16 | 390,405 | $7.12 | 57,317 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Stock Option (Right to Buy) | Disposition | 2023-11-16 | 608,430 | $0.00 | 608,430 | $1.40 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2023-11-16 | 608,430 | $1.40 | 608,430 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2023-11-16 | 390,405 | $0.00 | 390,405 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2024-01-17 | No | 4 | M | Direct | |
1,745,543 | No | 4 | M | Direct | ||
1,355,138 | No | 4 | C | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 333,333 | 333,333 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 633,333 | 633,333 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 333,333 | 333,333 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
333,333 | 333,333 | Indirect | |
633,333 | 633,333 | Indirect | |
333,333 | 333,333 | Indirect |
Footnotes
- These transactions were effected pursuant to a Rule 10b5-1 trading arrangement dated August 19, 2023, adopted by the Reporting Person.
- The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, subject to certain exceptions, and will mandatorily convert into Class A common stock on the date that is seven years from the date of the prospectus used in connection with the Issuer's initial public offering and upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation.
- The sale was effected to cover the cost of exercise and to satisfy the Reporting Person's tax withholding obligation arising from the stock option exercise reported above.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.99 to $7.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.
- The stock option is fully vested and exercisable, and expires on January 17, 2024.
- Mr. Schlosser disclaims beneficial ownership over the shares held of record by the trust except to the extent of his pecuniary interest therein, if any.