Filing Details
- Accession Number:
- 0001062993-23-021153
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-17 18:28:48
- Reporting Period:
- 2023-11-15
- Accepted Time:
- 2023-11-17 18:28:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428439 | Roku Inc | ROKU | Cable & Other Pay Television Services (4841) | 262087865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1951665 | Charles Collier | C/O Roku, Inc. 1173 Coleman Ave. San Jose CA 95110 | President, Roku Media | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-11-15 | 29,340 | $0.00 | 45,909 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-11-16 | 15,326 | $89.03 | 30,583 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2023-11-17 | 14,014 | $89.19 | 16,569 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common | Restricted Stock Unit | Disposition | 2023-11-15 | 29,340 | $0.00 | 29,340 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 352,077 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 600 | Indirect | Charles D. Collier Revocable Trust |
Footnotes
- These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.
- Shares sold pursuant to Mr. Collier's 10b5-1 plan.
- Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.
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