Filing Details
- Accession Number:
- 0001366561-23-000124
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-17 18:28:11
- Reporting Period:
- 2023-11-15
- Accepted Time:
- 2023-11-17 18:28:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366561 | Smartsheet Inc | SMAR | Services-Prepackaged Software (7372) | 202954357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1892823 | Lau Jolene Marshall | C/O Smartsheet Inc. 500 108Th Avenue Ne #200 Bellevue WA 98004 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-11-15 | 715 | $0.00 | 6,575 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2023-11-15 | 465 | $0.00 | 7,040 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2023-11-15 | 1,602 | $0.00 | 8,642 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2023-11-15 | 12,872 | $0.00 | 21,514 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-11-15 | 4,564 | $41.99 | 16,950 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2023-11-16 | 2,102 | $41.66 | 14,848 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units (RSU) (Class A) | Disposition | 2023-11-15 | 715 | $0.00 | 715 | $0.00 |
| Class A Common Stock | Restricted Stock Units (RSU) (Class A) | Disposition | 2023-11-15 | 465 | $0.00 | 465 | $0.00 |
| Class A Common Stock | Restricted Stock Units (RSU) (Class A) | Disposition | 2023-11-15 | 1,602 | $0.00 | 1,602 | $0.00 |
| Class A Common Stock | Restricted Stock Units (RSU) (Class A) | Disposition | 2023-11-15 | 12,872 | $0.00 | 12,872 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 716 | 2030-03-16 | No | 4 | M | Direct | |
| 2,324 | 2031-03-19 | No | 4 | M | Direct | |
| 12,818 | 2031-12-07 | No | 4 | M | Direct | |
| 25,747 | 2032-12-06 | No | 4 | M | Direct |
Footnotes
- Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
- Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on June 26, 2023.
- The RSUs vested as to 25% of the total shares on February 15, 2021, and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
- The RSUs vested as to 25% of the total shares on February 15, 2022, and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
- The RSUs vested as to 25% of the total shares on November 15, 2022, and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
- The RSUs vest as to 33.3% of the total shares on November 15, 2023, and then 8.33% of the total shares shall vest quarterly thereafter, subject to continued service through each vesting date.
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