Filing Details
- Accession Number:
- 0001903596-23-000901
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2023-11-17 18:07:08
- Reporting Period:
- 2023-11-16
- Accepted Time:
- 2023-11-17 18:07:08
- Original Submission Date:
- 2023-11-16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1894954 | Expion360 Inc. | XPON | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 812701049 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1921762 | Henry John Yozamp | 2025 Sw Deerhound Ave Redmond OR 97756 | Business Development Officer | No | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-11-16 | 23,035 | $3.92 | 1,708,587 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Reflects the weighted average price at which the shares of common stock were sold. The shares were sold in multiple transactions at prices ranging from $3.80 to $4.105, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares were sold pursuant to a Rule 10b5-1 trading plan.
- Reflects 1,523,252 shares of common stock and 185,375 shares of common stock issuable upon exercise of vested options issued to the Reporting Person under the Issuer's 2021 Incentive Award Plan.
Billionaire Hedge Funds
