Filing Details
- Accession Number:
- 0001213900-23-088396
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-17 17:39:38
- Reporting Period:
- 2023-11-16
- Accepted Time:
- 2023-11-17 17:39:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1898474 | Signing Day Sports Inc. | SGN | Services-Computer Processing & Data Preparation (7374) | 872792157 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1972305 | D Daniel Nelson | C/O Signing Day Sports, Inc. 8355 East Hartford Rd., Suite 100 Scottsdale AZ 85255 | Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-11-16 | 660,000 | $2.50 | 689,851 | No | 4 | C | Indirect | By Nelson Revocable Living Trust |
Common Stock | Acquisiton | 2023-11-16 | 20,000 | $5.00 | 20,000 | No | 4 | P | Indirect | By Nelson Revocable Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Nelson Revocable Living Trust |
No | 4 | P | Indirect | By Nelson Revocable Living Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 6% Convertible Unsecured Promissory Note | Disposition | 2023-11-16 | 0 | $0.00 | 660,000 | $2.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2024-10-15 | No | 4 | C | Indirect |
Footnotes
- These shares were issued pursuant to the automatic conversion of a 6% Convertible Unsecured Promissory Note (the "Note") upon the consummation of the initial public offering ("IPO") and the listing of the common stock of the issuer on November 16, 2023. All accrued interest on the principal subject to such conversion was waived in accordance with the terms of the Note. Pursuant to a settlement notice, the number of shares of common stock issued upon conversion of the Note was the amount that would be applicable as if the principal under the Note had been increased to 110% of the outstanding principal.
- The reporting person is a co-trustee of Nelson Revocable Living Trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- These shares were purchased by Nelson Revocable Living Trust from the underwriters in the IPO. See footnote 2 for the reporting person's relationship to Nelson Revocable Living Trust.