Filing Details
- Accession Number:
- 0001127602-23-027863
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-17 17:00:33
- Reporting Period:
- 2023-11-15
- Accepted Time:
- 2023-11-17 17:00:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 4962 | American Express Co | AXP | Finance Services (6199) | 134922250 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1477675 | E. Douglas Buckminster | 200 Vesey Street, American Express Tower New York NY 10285-5001 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-15 | 11,344 | $86.64 | 129,220 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-11-15 | 11,344 | $158.87 | 88,376 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2023-11-15 | 11,344 | $0.00 | 11,344 | $86.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-28 | 2024-01-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 29,500 | Indirect | By GRAT |
| Common Stock | 0 | Indirect | 401(k) Trust |
Footnotes
- Balance reflects shares transferred from the reporting person to a Grantor Retained Annuity Trust on November 15, 2023.
- Includes shares acquired pursuant to dividend reinvestment.
- The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $158.67 to $158.895. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- Balance reflects shares transferred from the reporting person to a Grantor Retained Annuity Trust on November 15, 2023.
Billionaire Hedge Funds
