Filing Details
- Accession Number:
- 0000927628-23-000309
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-17 16:55:22
- Reporting Period:
- 2023-11-15
- Accepted Time:
- 2023-11-17 16:55:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188662 | F Ann Hackett | 1680 Capital One Drive Mclean VA 22102 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-11-15 | 4,861 | $106.03 | 65,119 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-11-15 | 3,139 | $107.14 | 61,980 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,005 | Indirect | By Spouse |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.59 to $106.57. Information regarding the number of shares sold at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.60 to $107.34. Information regarding the number of shares sold at each price will be provided upon request.