Filing Details
- Accession Number:
- 0001127602-23-027799
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-17 16:22:15
- Reporting Period:
- 2023-11-16
- Accepted Time:
- 2023-11-17 16:22:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1757634 | M Abigail Wendel | 1010 Grand Blvd. Kansas City MO 64106 | President - Consumer Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-16 | 530 | $57.40 | 14,518 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-11-16 | 793 | $51.42 | 15,311 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-11-16 | 152 | $72.36 | 15,159 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-16 | 100 | $72.37 | 15,059 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-16 | 400 | $72.48 | 14,659 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-16 | 100 | $72.49 | 14,559 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-16 | 500 | $72.52 | 14,059 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-16 | 100 | $72.54 | 13,959 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-16 | 200 | $72.56 | 13,759 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-16 | 400 | $72.59 | 13,359 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-16 | 200 | $72.61 | 13,159 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-16 | 200 | $72.73 | 12,959 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-16 | 100 | $72.74 | 12,859 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-11-16 | 530 | $0.00 | 530 | $57.40 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-11-16 | 793 | $0.00 | 793 | $51.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-01 | 2024-01-01 | No | 4 | M | Direct |
| 0 | 2018-02-11 | 2025-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 239 | Indirect | By ESOP |
Footnotes
- Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019
- Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020
Billionaire Hedge Funds
