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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
879911	Applied Energetics Inc.	AERG	Search, Detection, Navagation, Guidance, Aeronautical Sys (3812)	770262908

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1728043	Thomas Bradford Adamczyk	C/O Applied Energetics, Inc. 9070 S. Rita Road, Suite 1500 Tucson AZ 85747	Executive Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Acquisiton	2023-11-15	10,000	$0.07	681,482	No	4	M	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2023-11-15	10,000	$2.32	671,482	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $.001 Per Share	Non-Qualified Stock Options	Disposition	2023-11-15	10,000	$0.00	10,000	$0.07

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,470,000	2020-02-12	2028-11-12	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	1,563,599	Indirect	See Footnote

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock, Par Value $.001 Per Share	Non-Qualified Stock Options	$0.07	2020-02-12	2028-11-12	0	3,500,000	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2028-11-12	0	3,500,000	Indirect

Footnotes

Reflects the weighted average price of multiple trades executed at prices ranging from $2.30 to $2.36. The reporting person undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected. Such shares were sold pursuant to a 10b-5 Plan which was adopted by Mr. Adamczyk on June 15, 2023.
Held by Moriah Stone Global L.P. of which Mr. Adamczyk is controlling partner.
Options were issued in exchange for services rendered as an officer and director of the company.
3,500,000 of Mr. Adamczyk's options are held in the name of Adamczyk Family 2021 LLC, a family limited liability company which he controls. None of these options were exercised.