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Home > Insider Trading > Filing (0001213900-23-088183)

Filing Details

Accession Number:: 0001213900-23-088183
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-11-17 11:33:35
Reporting Period:: 2023-11-17

Accepted Time:: 2023-11-17 11:33:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1464790	B. Riley Financial Inc.	RILY	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1263385	E Randall Paulson	C/O B. Riley Financial, Inc. 11100 Santa Monica Blvd., Suite 800 Los Angeles CA 90025		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-11-17	10,000	$21.23	318,979	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

vThese transactions were executed in multiple trades at prices ranging from $20.725 to $21.68. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.