Filing Details
- Accession Number:
- 0001877925-23-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-16 19:15:41
- Reporting Period:
- 2023-11-15
- Accepted Time:
- 2023-11-16 19:15:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1818644 | Aeye Inc. | LIDR | Motor Vehicle Parts & Accessories (3714) | 371827430 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1877925 | Luis Dussan | One Park Place Suite 200 Dublin CA 94568 | Cto And Chief Prdct Strategist | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-11-15 | 46,689 | $0.18 | 1,048,837 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-11-15 | 21,450 | $0.18 | 17,215,214 | No | 4 | S | Indirect | Luis Dussan Trust A U/A/D 5/18/2022 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Indirect | Luis Dussan Trust A U/A/D 5/18/2022 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,080,000 | Indirect | Jennifer Dussan Trust A U/A/D 5/18/2022 |
| Common Stock | 372,080 | Indirect | Luis Carlos Dussan Family Trust dated January 20, 2021 |
Footnotes
- The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.
- This transaction was executed in multiple trades at prices ranging from $0.1736 to $0.1795. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.
- The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
