Filing Details
- Accession Number:
- 0001437749-23-032388
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-16 18:34:28
- Reporting Period:
- 2023-11-14
- Accepted Time:
- 2023-11-16 18:34:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1334933 | Uranium Energy Corp | UEC | Miscellaneous Metal Ores (1090) | 980399476 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1373816 | Pat Obara | 106 - 1950 West 8Th Avenue Vancouver A1 V6J1W3 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-14 | 150,000 | $0.94 | 887,755 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-11-14 | 23,205 | $6.09 | 864,550 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-11-14 | 33,918 | $6.09 | 830,632 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-11-14 | 6,500 | $6.02 | 824,132 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-14 | 7,000 | $6.03 | 817,132 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-14 | 8,000 | $6.05 | 809,132 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-14 | 6,255 | $6.06 | 802,877 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-14 | 5,000 | $6.07 | 797,877 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-14 | 5,000 | $6.09 | 792,877 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-16 | 2,877 | $6.02 | 790,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-16 | 2,000 | $6.15 | 788,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2023-11-14 | 150,000 | $0.00 | 150,000 | $0.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 175,000 | 2019-10-30 | 2029-07-30 | No | 4 | M | Direct |
Footnotes
- (1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 23,205 shares at a fair market value of $6.09 per share being equal to the exercise price, and 33,918 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 92,877 shares.
- (2) Granted pursuant to and in accordance with the Company's stock incentive plan.
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