Filing Details
- Accession Number:
- 0001104659-23-119194
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-16 18:03:29
- Reporting Period:
- 2023-11-14
- Accepted Time:
- 2023-11-16 18:03:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015155 | Charles & Colvard Ltd | CTHR | Jewelry, Silverware & Plated Ware (3910) | 561928817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1258861 | B Ollin Sykes | 170 Southport Drive Morrisville NC 27560 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-15 | 42,300 | $0.36 | 153,800 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2023-11-14 | 20,000 | $0.34 | 65,787 | No | 4 | P | Indirect | By spouse |
| Common Stock | Acquisiton | 2023-11-15 | 69,800 | $0.34 | 135,587 | No | 4 | P | Indirect | By spouse |
| Common Stock | Acquisiton | 2023-11-14 | 100,000 | $0.32 | 736,421 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By spouse |
| No | 4 | P | Indirect | By spouse |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,550,000 | Indirect | By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985 |
| Common Stock | 188,920 | Indirect | By SEP IRA |
| Common Stock | 95,358 | Indirect | By ROTH IRA |
Footnotes
- Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 375,000 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Correction from previously disclosed quantity of 189,920 due to scrivener's error.
- Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.35 to $0.36, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.
- Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.34 to $0.36, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.
- Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.30 to $0.35, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (5) to this Form 4.
Billionaire Hedge Funds
