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Filing Details

Accession Number:: 0000950170-23-064585
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2023-11-16 17:46:55
Reporting Period:: 2023-11-13

Accepted Time:: 2023-11-16 17:46:55
Original Submission Date:: 2023-11-15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1653384	Runway Growth Finance Corp.	RWAY	Operators Of Nonresidential Buildings (6512)	A6

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1001085	Brookfield Corp /On/	Brookfield Place, Suite 300 181 Bay St. P.o. Box 762 Toronto, Ontario Z4 M5J 2T3	No	No	No	No
1403525	Oaktree Capital Group Holdings Gp, Llc	C/O Oaktree Capital Management 333 S. Grand Ave., 28Th Floor Los Angeles CA 90017	No	No	No	No
1403528	Oaktree Capital Group, Llc	C/O Oaktree Capital Management 333 S. Grand Ave., 28Th Floor Los Angeles CA 90017	No	No	No	No
1693272	Ocm Growth Holdings Llc	C/O Oaktree Capital Management, L.p. 333 S. Grand Ave., 28Th Floor Los Angeles CA 90017	No	No	No	No
1780629	Oaktree Opportunities Fund Xb Holdings (Delaware), L.p.	C/O Oaktree Capital Management 333 S. Grand Ave., 28Th Floor Los Angeles CA 90017	No	No	No	No
1861643	Trust Partners Bam	Brookfield Place, Suite 300 181 Bay St. Po Box 762 Toronto, Ontario Z4 M5J 2T3	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2023-11-13	3,750,000	$12.06	17,304,668	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

Includes shares acquired pursuant to the issuer's dividend reinvestment plan.
On November 13, 2023, OCMGH (as defined in Note 3 below), and Fund Xb Delaware (as defined in Note 3 below), sold 3,745,708 and 4,292 shares of the Issuer, respectively, pursuant to an underwriting agreement by and among OCMGH, Fund Xb Delaware, the Issuer, and the underwriters party thereto.
OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 17,284,860 shares of common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer").Oaktree Opportunities Fund Xb Holdings (Delaware), L.P., a Delaware limited partnership ("Fund Xb Delaware"), directly owns 19,808 shares of Common Stock of the Issuer. This Form 4 is being filed by (i) OCMGH; (ii) Fund Xb Delaware;
(continued from footnote 3) (iii) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as the manager of OCMGH and Fund Xb Delaware; (iv) Oaktree Capital Group Holdings GP, LLC ("OCGHGP"), in its capacity as the indirect owner of class B units of OCG; (v) Brookfield Corporation, a Canadian corporation ("BN"), in its capacity as the indirect owner of the class A units of OCG and (vi) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BN.
Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.
The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.
This amendment and restatement of the Form 4 filed November 15, 2023 (the "Original Filing") is being filed solely to correct the omission of BN and BAM Partners Trust as reporting persons. Their indirect ownership was accurately described in footnotes 4 and 5 of the Original Filing.