Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001209191-23-055461)

Filing Details

Accession Number:: 0001209191-23-055461
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-11-16 12:05:30
Reporting Period:: 2023-11-13

Accepted Time:: 2023-11-16 12:05:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1703079	Xai Octagon Floating Rate & Alternative Income Term Trust	XFLT	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1718133	Yogi John Spence	321 N. Clark Street Chicago IL 60054		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares Of Beneficial Ownership	Acquisiton	2023-11-13	289	$7.08	17,684	No	4	P	Indirect	XMS Holdings LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	XMS Holdings LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares Of Beneficial Ownership	533,260	Direct
Common Shares Of Beneficial Ownership	10,250	Indirect	XA Investments LLC
Common Shares Of Beneficial Ownership	666	Indirect	By Spouse