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Home > Insider Trading > Filing (0001209191-23-055460)

Filing Details

Accession Number:: 0001209191-23-055460
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-11-16 12:04:00
Reporting Period:: 2023-11-13

Accepted Time:: 2023-11-16 12:04:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1703079	Xai Octagon Floating Rate & Alternative Income Term Trust	XFLT	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1718218	J Theodore Brombach	321 N. Clark Street Chicago IL 60054	President & Ceo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares Of Beneficial Ownership	Acquisiton	2023-11-13	289	$7.08	17,684	No	4	P	Indirect	XMS Holdings LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	XMS Holdings LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares Of Beneficial Ownership	484,646	Direct
Common Shares Of Beneficial Ownership	10,250	Indirect	XA Investments LLC