Filing Details
- Accession Number:
- 0001213900-23-087696
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-15 21:30:06
- Reporting Period:
- 2023-11-14
- Accepted Time:
- 2023-11-15 21:30:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1491419 | Liveone Inc. | LVO | Retail-Eating Places (5812) | 980657263 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1860931 | Kristopher Wright | C/O Liveone, Inc., 269 South Beverly Drive, Suite #1450 Beverly Hills CA 90212 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2023-11-14 | 11,000 | $1.09 | 0 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.09 to $1.11, inclusive. The Reporting Person undertakes to provide to Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.
- Represents 11,000 shares of Issuer's common stock sold by K&J Investment LLC ("K&J Investment") on November 14, 2023, as the Reporting Person, the owner and President of K&J Investment, is deemed to have sole voting and dispositive power over such shares.
Billionaire Hedge Funds
