Filing Details
- Accession Number:
- 0001628280-23-039192
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-15 18:49:28
- Reporting Period:
- 2023-11-13
- Accepted Time:
- 2023-11-15 18:49:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1799191 | Oncology Institute Inc. | TOI | Services-Offices & Clinics Of Doctors Of Medicine (8011) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1891124 | Brad Hively | C/O The Oncology Institute Inc. 18000 Studebaker Rd, Suite 800 Cerritos CA 90703 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-13 | 47,000 | $0.85 | 771,182 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-11-13 | 47,000 | $2.52 | 724,182 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-14 | 27,117 | $2.39 | 697,065 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2023-11-13 | 47,000 | $0.00 | 47,000 | $0.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,770,431 | 2029-12-02 | No | 4 | M | Direct |
Footnotes
- These options vest as to 1/4th of the total number of shares subject to the option on the first anniversary of December 2, 2019 (the "Original Grant Date"), and as to 1/36th of the total number of shares monthly thereafter, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Original Grant Date, subject to continued employment through the vest date.
Billionaire Hedge Funds
