Filing Details
- Accession Number:
- 0000935836-23-000707
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-14 18:54:04
- Reporting Period:
- 2023-11-10
- Accepted Time:
- 2023-11-14 18:54:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1372807 | Portman Ridge Finance Corp | PTMN | () | 205951150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1909393 | Repertoire Partners Lp | 31 Hudson Yards 11Th Floor Suite #43 New York NY 10001 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-11-10 | 69,110 | $17.46 | 380,025 | No | 4 | S | Indirect | See notes |
| Common Stock | Disposition | 2023-11-13 | 2,300 | $17.51 | 377,725 | No | 4 | S | Indirect | See notes |
| Common Stock | Disposition | 2023-11-13 | 77 | $17.00 | 377,648 | No | 4 | S | Indirect | See notes |
| Common Stock | Disposition | 2023-11-13 | 1,800 | $17.00 | 375,848 | No | 4 | S | Indirect | See notes |
| Common Stock | Disposition | 2023-11-14 | 49,331 | $17.30 | 326,517 | No | 4 | S | Indirect | See notes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See notes |
| No | 4 | S | Indirect | See notes |
| No | 4 | S | Indirect | See notes |
| No | 4 | S | Indirect | See notes |
| No | 4 | S | Indirect | See notes |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 632,414 | Indirect | See notes |
Footnotes
- Repertoire Partners LP ("Repertoire") is the investment adviser to the Repertoire Master Fund LP and Repertoire Supplement Z LP (the "Funds"). Repertoire Holdings LLC ("Holdings") is the general partner of the Funds. Deepak Sarpangal is the control person of both Repertoire and Holdings. These securities are held directly by the Funds for the benefit of their investors. The securities may be deemed to be beneficially owned by Repertoire as the investment adviser to the Funds, by Holdings as the general partner of the Funds and by Mr. Sarpangal as the control person of Repertoire and Holdings. Each of Repertoire, Holdings and Mr. Sarpangal disclaims beneficial ownership of such securities except to the extent of that person's pecuniary interest therein.
- These securities are held directly by Repertoire Supplement Z LP.
- These securities are held directly by Repertoire Master Fund LP.
Billionaire Hedge Funds
