Filing Details
- Accession Number:
- 0001104659-11-039689
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-19 16:37:06
- Reporting Period:
- 2011-07-15
- Filing Date:
- 2011-07-19
- Accepted Time:
- 2011-07-19 16:37:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1315695 | Rockwood Holdings Inc. | ROC | Chemicals & Allied Products (2800) | 522277366 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1334318 | J Robert Zatta | C/O Rockwood Holdings, Inc. 100 Overlook Center Princeton NJ 08540 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Acquisiton | 2011-07-15 | 8,611 | $14.61 | 103,720 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 | Acquisiton | 2011-07-15 | 1,389 | $14.61 | 105,109 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 | Disposition | 2011-07-15 | 10,000 | $57.25 | 95,109 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Stock Options (right to buy) | Disposition | 2011-07-15 | 8,611 | $0.00 | 8,611 | $14.61 |
Common Stock, Par Value $0.01 Per Share | Stock Options (right to buy) | Disposition | 2011-07-15 | 1,389 | $0.00 | 1,389 | $14.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-10-15 | No | 4 | M | Direct | |
0 | 2014-10-15 | No | 4 | M | Direct |
Footnotes
- These performance-based options were granted on October 15, 2004 and vested 20% on December 31 of each year beginning with 2004 upon achievement of specified performance-based targets and expire on October 15, 2014. This transaction was executed pursuant to the terms of a trading plan under SEC Rule 10b5-1.
- These time-based options were granted on October 15, 2004 and vested 20% on each of the first five anniversaries of the grant date and expire on October 15, 2014. This transaction was executed pursuant to the terms of a trading plan under SEC Rule 10b5-1.