Filing Details
- Accession Number:
- 0001209191-23-055099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-13 19:54:08
- Reporting Period:
- 2023-11-09
- Accepted Time:
- 2023-11-13 19:54:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596967 | Moelis & Co | MC | Investment Advice (6282) | 464500216 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1604686 | Kenneth Moelis | C/O Moelis &Amp; Company 399 Park Avenue, 5Th Floor New York NY 10022 | Chairman, Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2023-11-09 | 23,388 | $42.20 | 74,983 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2023-11-10 | 50,000 | $41.57 | 24,983 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2023-11-13 | 19,675 | $41.66 | 5,308 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Mr. Moelis' ownership of 5,308 shares of Class A common stock is in addition to (i) 828,474 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2018 through 2022, (ii) 89,176 units of equity that are subject to vesting and performance provisions granted to Mr. Moelis as incentive compensation for fiscal year 2022, (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.