Home > Insider Trading > Filing (0001628280-23-038730)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1819438	Ess Tech Inc.	GWH	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1685105	Harry Quarls	C/O Ess Tech, Inc. 26440 Sw Parkway Ave., Bldg 83 Wilsonville OR 97070		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-11-13	46,814	$1.10	170,270	No	5	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.07 to $1.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
The reported shares are represented by restricted stock units, or RSUs, which vest as to 1/3 of the RSUs on the one year anniversary of the date of grant and 1/3 of the RSUs shall vest in annually thereafter, provided that the Reporting Person remains a Service Provider to the issuer on each such vest date.