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Filing Details

Accession Number:: 0001062993-23-020702
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-11-13 17:41:43
Reporting Period:: 2023-11-08

Accepted Time:: 2023-11-13 17:41:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1512673	Block Inc.	SQ	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1222287	Roelof Botha	2800 Sand Hill Road, Suite 101 Menlo Park CA 94025		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2023-11-08	495,539	$50.88	495,539	No	4	P	Indirect	Sequoia Capital US/E Expansion Fund I, L.P.
Class A Common Stock	Acquisiton	2023-11-09	6,412	$51.00	501,951	No	4	P	Indirect	Sequoia Capital US/E Expansion Fund I, L.P.
Class A Common Stock	Acquisiton	2023-11-10	15,262	$50.99	517,213	No	4	P	Indirect	Sequoia Capital US/E Expansion Fund I, L.P.
Class A Common Stock	Acquisiton	2023-11-13	23,433	$50.97	540,646	No	4	P	Indirect	Sequoia Capital US/E Expansion Fund I, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Sequoia Capital US/E Expansion Fund I, L.P.
No	4	P	Indirect	Sequoia Capital US/E Expansion Fund I, L.P.
No	4	P	Indirect	Sequoia Capital US/E Expansion Fund I, L.P.
No	4	P	Indirect	Sequoia Capital US/E Expansion Fund I, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	11,388	Indirect	Sequoia Capital U.S. Venture Fund XV, L.P.
Class A Common Stock	479	Indirect	Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P.
Class A Common Stock	171	Indirect	Sequoia Capital U.S. Venture Partners Fund XV, L.P.
Class A Common Stock	1,750	Indirect	Sequoia Capital U.S. Venture XV Principals Fund, L.P.
Class A Common Stock	1,862	Indirect	Sequoia Capital U.S. Growth Fund IV, L.P.
Class A Common Stock	77	Indirect	Sequoia Capital USGF Principals Fund IV, L.P.
Class A Common Stock	684,741	Indirect	By estate planning vehicle
Class A Common Stock	24,044	Direct

Footnotes

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.63 to $51.00. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.99 to $51.00. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.93 to $51.00. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.85 to $51.00. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.
The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is the general partner of SC US/E Expansion Fund I Management, L.P., which is the general partner of Sequoia Capital US/E Expansion Fund I, L.P. The Reporting Person disclaims beneficial ownership of the securities held by SC US/E Expansion Fund I Management, L.P. except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. The Reporting Person disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P. and Sequoia Capital U.S. Venture XV Principals Fund, L.P., or collectively, the SC USV XV Funds. The Reporting Person disclaims beneficial ownership of the securities held by the SC USV XV Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.