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Filing Details

Accession Number:: 0001758730-23-000173
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-11-13 17:41:14
Reporting Period:: 2023-11-09

Accepted Time:: 2023-11-13 17:41:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758730	Tradeweb Markets Inc.	TW	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1771187	Enrico Bruni	Tradeweb Markets Inc. 1177 Avenue Of The Americas New York NY 10036	Managing Director, Europe/Asia	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2023-11-09	1,672	$93.00	74,147	No	4	S	Direct
Class A Common Stock	Disposition	2023-11-09	2,500	$93.01	71,647	No	4	S	Direct
Class A Common Stock	Disposition	2023-11-09	2,500	$93.01	69,147	No	4	S	Direct
Class A Common Stock	Disposition	2023-11-10	1,153	$93.00	67,994	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2023.
This amount includes (i) 3,146 unvested restricted stock units ("RSUs") in respect of the issuer's Class A Common Stock ("Class A Common Stock") which are scheduled to vest on March 15, 2024, (ii) 18,878 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 7,364 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 14,271 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025 and (v) 17,819 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.00 to $93.06, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.00 to $93.06, inclusive.