Filing Details

Accession Number:
0001127602-23-027247
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-13 16:26:23
Reporting Period:
2023-11-08
Accepted Time:
2023-11-13 16:26:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
730464 Adtalem Global Education Inc. ATGE Services-Educational Services (8200) 363150143
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1450092 W Lisa Wardell 500 W. Monroe Street
Suite 1300
Chicago IL 60661
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-11-08 45,623 $33.90 206,861 No 4 M Direct
Common Stock Disposition 2023-11-08 45,623 $55.15 161,238 No 4 S Direct
Common Stock Acquisiton 2023-11-08 2,530 $55.32 163,768 No 4 A Direct
Common Stock Acquisiton 2023-11-09 78,570 $33.90 242,338 No 4 M Direct
Common Stock Disposition 2023-11-09 78,570 $55.57 163,768 No 4 S Direct
Common Stock Disposition 2023-11-09 1,634 $55.19 162,134 No 4 F Direct
Common Stock Acquisiton 2023-11-10 49,478 $33.90 211,612 No 4 M Direct
Common Stock Disposition 2023-11-10 49,478 $55.19 162,134 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2023-11-08 45,623 $0.00 45,623 $33.90
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2023-11-09 78,570 $0.00 78,570 $33.90
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2023-11-10 49,478 $0.00 49,478 $33.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
195,448 2018-08-23 2027-08-23 No 4 M Direct
116,878 2018-08-23 2027-08-23 No 4 M Direct
67,400 2018-08-23 2027-08-23 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $54.63 to $55.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest 100% on the one year anniversary of the transaction date.
  3. The number of restricted stock units awarded to the Reporting Person was determined by dividing the total dollar value of director compensation awarded to the Reporting Person by $55.32, the closing price of ATGE common stock on November 8, 2023.
  4. This transaction was executed in multiple trades at prices ranging from $55.10 to $56.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. Represents the satisfaction of tax withholding obligations upon the vesting of previously awarded restricted stock units.
  6. This transaction was executed in multiple trades at prices ranging from $54.38 to $55.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  7. Options granted on 8/23/2017.