Filing Details
- Accession Number:
- 0001493152-23-040491
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-13 16:05:32
- Reporting Period:
- 2023-11-09
- Accepted Time:
- 2023-11-13 16:05:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1866368 | Clearwater Analytics Holdings Inc. | CWAN | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1884343 | Galibier Purchaser, Llc | C/O Permira Advisers Llc 320 Park Avenue, 28Th Floor New York, NY 10022 | Yes | No | Yes | No | |
1884347 | Galibier Holdings Gp, Llc | C/O Permira Advisers Llc 320 Park Avenue, 28Th Floor New York, NY 10022 | Yes | No | Yes | No | |
1884351 | Galibier Holdings, Lp | C/O Permira Advisers Llc 320 Park Avenue, 28Th Floor New York, NY 10022 | Yes | No | Yes | No | |
1884421 | R.l. S.a Gp Vii Permira | C/O Permira Luxembourg S.a R.l. 488 Route De Longwy Luxembourg N4 1940 | Yes | No | Yes | No | |
1884428 | Scsp Gali | C/O Permira Luxembourg S.a R.l. 488 Route De Longwy Luxembourg N4 1940 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-11-09 | 4,340,955 | $0.00 | 4,340,955 | No | 4 | M | Indirect | See footnote |
Class A Common Stock | Disposition | 2023-11-09 | 4,340,955 | $17.31 | 0 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class D Common Stock | Disposition | 2023-11-09 | 4,340,955 | $0.00 | 4,340,955 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
28,881,871 | No | 4 | M | Indirect |
Footnotes
- The Class D common stock ("Class D Common Stock") has ten votes per share and may be exchanged at any time, at the option of the holder, for shares of Class A common stock ("Class A Common Stock") on a one-for-one basis. Each share of Class D Common Stock is required to be converted into one share of Class A Common Stock immediately prior to any sale or other transfer of such share by any Permira Entity (as defined below) or any of its affiliates or permitted transferees to a non-permitted transferee. Each share of Class D Common Stock will automatically convert into a share of Class A Common Stock upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the date that is seven years following the closing of the Issuer's initial public offering.
- Galibier Purchaser, LLC is the record holder of the securities reported herein. Galibier Holdings, LP is the sole member of Galibier Purchaser, LLC. Galibier Holdings, LP acts through its general partner, Galibier Holdings GP, LLC, which acts through its sole member, Gali SCSp, which acts through its general partner, Permira VII GP S.a r.l. (together, the "Permira Entities"). Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Galibier Purchaser, LLC. Each of them disclaim any such beneficial ownership except to the extent of its pecuniary interest therein.