Filing Details

Accession Number:
0001493152-23-040491
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-13 16:05:32
Reporting Period:
2023-11-09
Accepted Time:
2023-11-13 16:05:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1866368 Clearwater Analytics Holdings Inc. CWAN Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1884343 Galibier Purchaser, Llc C/O Permira Advisers Llc
320 Park Avenue, 28Th Floor
New York, NY 10022
Yes No Yes No
1884347 Galibier Holdings Gp, Llc C/O Permira Advisers Llc
320 Park Avenue, 28Th Floor
New York, NY 10022
Yes No Yes No
1884351 Galibier Holdings, Lp C/O Permira Advisers Llc
320 Park Avenue, 28Th Floor
New York, NY 10022
Yes No Yes No
1884421 R.l. S.a Gp Vii Permira C/O Permira Luxembourg S.a R.l.
488 Route De Longwy
Luxembourg N4 1940
Yes No Yes No
1884428 Scsp Gali C/O Permira Luxembourg S.a R.l.
488 Route De Longwy
Luxembourg N4 1940
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-11-09 4,340,955 $0.00 4,340,955 No 4 M Indirect See footnote
Class A Common Stock Disposition 2023-11-09 4,340,955 $17.31 0 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class D Common Stock Disposition 2023-11-09 4,340,955 $0.00 4,340,955 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,881,871 No 4 M Indirect
Footnotes
  1. The Class D common stock ("Class D Common Stock") has ten votes per share and may be exchanged at any time, at the option of the holder, for shares of Class A common stock ("Class A Common Stock") on a one-for-one basis. Each share of Class D Common Stock is required to be converted into one share of Class A Common Stock immediately prior to any sale or other transfer of such share by any Permira Entity (as defined below) or any of its affiliates or permitted transferees to a non-permitted transferee. Each share of Class D Common Stock will automatically convert into a share of Class A Common Stock upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the date that is seven years following the closing of the Issuer's initial public offering.
  2. Galibier Purchaser, LLC is the record holder of the securities reported herein. Galibier Holdings, LP is the sole member of Galibier Purchaser, LLC. Galibier Holdings, LP acts through its general partner, Galibier Holdings GP, LLC, which acts through its sole member, Gali SCSp, which acts through its general partner, Permira VII GP S.a r.l. (together, the "Permira Entities"). Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Galibier Purchaser, LLC. Each of them disclaim any such beneficial ownership except to the extent of its pecuniary interest therein.