Filing Details
- Accession Number:
- 0001213900-23-085546
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-13 08:00:09
- Reporting Period:
- 2023-11-09
- Accepted Time:
- 2023-11-13 08:00:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1464790 | B. Riley Financial Inc. | RILY | Investment Advice (6282) | 270223495 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1900812 | Sue Tamara Brandt | C/O B. Riley Financial, Inc. 11100 Santa Monica Blvd.,Suite 800 Los Angeles CA 90025 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-09 | 1,635 | $30.64 | 6,195 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Billionaire Hedge Funds
