Filing Details
- Accession Number:
- 0001562180-23-007624
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-09 20:11:46
- Reporting Period:
- 2023-11-08
- Accepted Time:
- 2023-11-09 20:11:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1826018 | Rover Group Inc. | ROVR | Services-Personal Services (7200) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1944640 | Charles Wickers | C/O Rover Group, Inc. 720 Olive Way, 19Th Floor Seattle WA 98101 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-11-08 | 4,500 | $1.99 | 119,089 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-11-08 | 4,500 | $8.00 | 114,589 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2023-11-08 | 8,662 | $1.99 | 123,251 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-11-08 | 4,300 | $8.00 | 118,951 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2023-11-08 | 4,362 | $8.00 | 114,589 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2023-11-08 | 5,000 | $1.99 | 119,589 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-11-08 | 5,000 | $8.00 | 114,589 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2023-11-08 | 4,795 | $1.99 | 119,384 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-11-08 | 4,795 | $8.00 | 114,589 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2023-11-08 | 1,137 | $8.00 | 113,452 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Options (Right to buy) | Disposition | 2023-11-08 | 4,500 | $0.00 | 4,500 | $1.99 |
| Class A Common Stock | Stock Options (Right to buy) | Disposition | 2023-11-08 | 8,662 | $0.00 | 8,662 | $1.99 |
| Class A Common Stock | Stock Options (Right to buy) | Disposition | 2023-11-08 | 5,000 | $0.00 | 5,000 | $1.99 |
| Class A Common Stock | Stock Options (Right to buy) | Disposition | 2023-11-08 | 4,795 | $0.00 | 4,795 | $1.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,118 | 2028-06-29 | No | 4 | M | Direct | |
| 53,286 | 2030-06-26 | No | 4 | M | Direct | |
| 20,364 | 2029-04-25 | No | 4 | M | Direct | |
| 19,215 | 2029-10-07 | No | 4 | M | Direct |
Footnotes
- The reported sale occurred automatically pursuant to a Rule 10b5-1(c) trading plan adopted by the reporting person on December 15, 2022.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.02, inclusive. The reporting person undertakes to provide to Rover Group, Inc., any security holder of Rover Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- These stock options vested by July 1, 2022.
- 1/48th of the total number of shares subject to the option vest monthly from March 1, 2020, subject to the reporting person's continued service through each vesting date.
- These stock options vested by April 1, 2023.
- These stock options vested by September 1, 2023.
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