Filing Details
- Accession Number:
- 0001727689-23-000089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-09 15:26:12
- Reporting Period:
- 2023-06-30
- Accepted Time:
- 2023-11-09 15:26:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424864 | Rise Gold Corp. | RYES | Metal Mining (1000) | 300692325 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1786366 | Ward Lawrence Lepard | 59 North Main Street #1 Sherborn MA 01770 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-07 | 280,000 | $0.18 | 2,559,656 | No | 4 | P | Indirect | By EMA GARP FUND LP |
| Common Stock | Disposition | 2023-06-30 | 187,500 | $0.00 | 0 | No | 4 | J | Indirect | By Baccarat Trade Investments, Ltd |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By EMA GARP FUND LP |
| No | 4 | J | Indirect | By Baccarat Trade Investments, Ltd |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2023-11-07 | 140,000 | $0.00 | 140,000 | $0.26 |
| Common Stock | Warrants | Disposition | 2023-06-30 | 93,750 | $0.00 | 93,750 | $0.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 140,000 | 2023-11-07 | 2025-11-07 | No | 4 | P | Indirect |
| 0 | 2023-02-17 | 2025-02-17 | No | 4 | J | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 766,875 | Direct | |
| Common Stock | 904,000 | Indirect | By Sea View Investments, LLC |
| Common Stock | 135,000 | Indirect | By Lepard children |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | $0.53 | 2023-02-21 | 2028-02-21 | 105,000 | 105,000 | Direct |
| Common Stock | Options | $0.65 | 2022-02-07 | 2027-02-07 | 100,000 | 100,000 | Direct |
| Common Stock | Options | $0.70 | 2019-08-21 | 2024-08-21 | 100,000 | 100,000 | Direct |
| Common Stock | Warrants | $0.60 | 2023-02-17 | 2025-02-17 | 12,500 | 12,500 | Direct |
| Common Stock | Warrants | $0.60 | 2022-01-28 | 2024-01-28 | 150,000 | 150,000 | Direct |
| Common Stock | Warrants | $1.00 | 2019-08-19 | 2024-08-19 | 200,000 | 200,000 | Direct |
| Common Stock | Warrants | $0.60 | 2023-02-17 | 2025-02-17 | 62,500 | 62,500 | Indirect |
| Common Stock | Warrants | $0.60 | 2022-01-28 | 2024-01-28 | 625,000 | 625,000 | Indirect |
| Common Stock | Warrants | $1.00 | 2020-07-31 | 2024-07-31 | 100,000 | 100,000 | Indirect |
| Common Stock | Warrants | $1.00 | 2019-07-03 | 2024-07-03 | 50,000 | 50,000 | Indirect |
| Common Stock | Warrants | $1.00 | 2019-08-19 | 2024-08-19 | 250,000 | 250,000 | Indirect |
| Common Stock | Warrants | $0.60 | 2023-02-17 | 2025-02-17 | 93,750 | 93,750 | Indirect |
| Common Stock | Warrants | $0.60 | 2022-01-28 | 2024-01-28 | 500,000 | 500,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-02-21 | 105,000 | 105,000 | Direct |
| 2027-02-07 | 100,000 | 100,000 | Direct |
| 2024-08-21 | 100,000 | 100,000 | Direct |
| 2025-02-17 | 12,500 | 12,500 | Direct |
| 2024-01-28 | 150,000 | 150,000 | Direct |
| 2024-08-19 | 200,000 | 200,000 | Direct |
| 2025-02-17 | 62,500 | 62,500 | Indirect |
| 2024-01-28 | 625,000 | 625,000 | Indirect |
| 2024-07-31 | 100,000 | 100,000 | Indirect |
| 2024-07-03 | 50,000 | 50,000 | Indirect |
| 2024-08-19 | 250,000 | 250,000 | Indirect |
| 2025-02-17 | 93,750 | 93,750 | Indirect |
| 2024-01-28 | 500,000 | 500,000 | Indirect |
Footnotes
- Represents a price in Canadian dollars.
- Reporting person no longer holds direction/control over this account
- No value was given for these securities
Billionaire Hedge Funds
