Filing Details
- Accession Number:
- 0001209191-23-054800
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-09 15:21:22
- Reporting Period:
- 2023-11-07
- Accepted Time:
- 2023-11-09 15:21:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1652044 | Alphabet Inc. | GOOG | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1295084 | Ram Kavitark Shriram | C/O Alphabet Inc., 1600 Amphitheatre Pkwy Mountain View CA 94043 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2023-10-13 | 174,000 | $0.00 | 516,564 | No | 4 | G | Indirect | Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust |
| Class A Common Stock | Acquisiton | 2023-10-13 | 174,000 | $0.00 | 179,364 | No | 4 | G | Direct | |
| Class A Common Stock | Disposition | 2023-11-07 | 51,605 | $131.33 | 127,759 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2023-11-07 | 23,395 | $130.55 | 104,364 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2023-10-13 | 155,100 | $0.00 | 515,044 | No | 4 | G | Indirect | Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust |
| Class A Common Stock | Acquisiton | 2023-10-13 | 155,100 | $0.00 | 160,338 | No | 4 | G | Indirect | By spouse |
| Class A Common Stock | Disposition | 2023-11-07 | 24,227 | $130.56 | 136,111 | No | 4 | S | Indirect | By spouse |
| Class A Common Stock | Disposition | 2023-11-07 | 50,773 | $131.34 | 85,338 | No | 4 | S | Indirect | By spouse |
| Class C Capital Stock | Disposition | 2023-10-13 | 217,760 | $0.00 | 516,564 | No | 4 | G | Indirect | Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust |
| Class C Capital Stock | Acquisiton | 2023-10-13 | 217,760 | $0.00 | 565,117 | No | 4 | G | Direct | |
| Class C Capital Stock | Disposition | 2023-10-13 | 219,280 | $0.00 | 515,044 | No | 4 | G | Indirect | Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust |
| Class C Capital Stock | Acquisiton | 2023-10-13 | 219,280 | $0.00 | 483,560 | No | 4 | G | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Indirect | Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust |
| No | 4 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Indirect | Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust |
| No | 4 | G | Indirect | By spouse |
| No | 4 | S | Indirect | By spouse |
| No | 4 | S | Indirect | By spouse |
| No | 4 | G | Indirect | Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust |
| No | 4 | G | Direct | |
| No | 4 | G | Indirect | Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust |
| No | 4 | G | Indirect | By Spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 337,680 | Indirect | By Limited Partnership |
| Class A Common Stock | 265,676 | Indirect | 2022 RS Irrevocable Trust UAD 10/28/2022 |
| Class A Common Stock | 265,676 | Indirect | 2022 VS Irrevocable Trust UAD 10/28/2022 |
| Class C Capital Stock | 265,676 | Indirect | 2022 RS Irrevocable Trust UAD 10/28/2022 |
| Class C Capital Stock | 265,676 | Indirect | 2022 VS Irrevocable Trust UAD 10/28/2022 |
| Class C Google Stock Units | 820 | Direct | |
| Class C Google Stock Units | 1,180 | Direct | |
| Class C Google Stock Units | 2,080 | Direct | |
| Class C Google Stock Units | 2,605 | Direct |
Footnotes
- Reflects an annuity payment on October 13, 2023 of 174,000 shares of Class A Common stock and 217,760 shares of Class C Capital stock from the 2021 RS Irrevocable Trust UAD 9/10/2021 (2021 GRAT) to the Reporting Person. The Reporting Person is both trustee and sole annuitant of the 2021 GRAT and believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 (Exchange Act).
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.93 to $131.92, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (5), and (6) to this Form 4.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.93 to $130.92, inclusive.
- Reflects an annuity payment on October 13, 2023 of 155,100 shares of Class A Common stock and 219,280 shares of Class C Capital stock from the 2021 VS Irrevocable Trust UAD 9/10/2021 (2021 VS GRAT) to the Reporting Person's spouse. The Reporting Person's spouse is both trustee and sole annuitant of the 2021 VS GRAT. The Reporting Person believes such annuity payment qualifies as a mere change in form of beneficial ownership of the shares, exempt from Section 16(a) and Section 16(b) pursuant to Rule 16a-13 under the Exchange Act.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.94 to $130.92, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.94 to $131.93, inclusive.
- The Reporting Person is trustee and beneficiary of the 2022 RS Irrevocable Trust UAD 10/28
- The Reporting Person's spouse is trustee and beneficiary of the 2022 VS Irrevocable Trust UAD 10/28/2022.
- The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant vested on July 25, 2020 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
- 1/48th of GSU grant vested on July 25, 2021 and an additional 1/48th of GSUs will monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
- 1/48th of GSU grant vested on July 25, 2022 and an additional 1/48th of GSUs will monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
- 1/48th of GSU grant vested on July 25, 2023 and an additional 1/48th of GSUs will monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
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