Filing Details
- Accession Number:
- 0001421517-23-000197
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-08 19:38:44
- Reporting Period:
- 2023-11-06
- Accepted Time:
- 2023-11-08 19:38:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421517 | Energy Recovery Inc. | ERII | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232218 | Lang Yu Robert Mao | C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-06 | 130,000 | $7.79 | 196,096 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-11-06 | 130,000 | $17.76 | 66,096 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-11-07 | 34,340 | $7.79 | 100,436 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-11-07 | 4,168 | $7.79 | 104,604 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-11-07 | 121,383 | $13.96 | 225,987 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-11-07 | 121,383 | $18.02 | 104,604 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2023-11-06 | 130,000 | $0.00 | 130,000 | $7.79 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2023-11-07 | 34,340 | $0.00 | 34,340 | $7.79 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2023-11-07 | 4,168 | $0.00 | 4,168 | $7.79 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2023-11-07 | 121,383 | $0.00 | 121,383 | $13.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 93,613 | 2030-05-20 | No | 4 | M | Direct | |
| 59,273 | 2030-05-20 | No | 4 | M | Direct | |
| 45,832 | 2030-05-20 | No | 4 | M | Direct | |
| 70,151 | 2031-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 96,208 | Indirect | The Robert and Iran Mao Rev Trust DTD 04-06-2006 |
Footnotes
- This figure is the weighted average sales price of multiple trades ranging from $17.54 to $17.93 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
- This figure is the weighted average sales price of multiple trades ranging from $17.81 to $18.22 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
- The stock option was granted on May 20, 2023.
- The stock option was granted on May 20, 2023.
- The stock option was granted on February 1, 2021.
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