Filing Details

Accession Number:
0001437749-23-030973
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-08 16:31:26
Reporting Period:
2023-11-08
Accepted Time:
2023-11-08 16:31:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1541119 Sound Financial Bancorp Inc. SFBC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1410547 E James Sweeney C/O Sound Financial Bancorp, Inc.
2400 3Rd Avenue, Suite 150
Seattle WA 98121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-11-08 475 $35.75 15,471 No 4 S Direct
Common Stock Disposition 2023-11-08 2,025 $36.01 13,446 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,742 Indirect Held in 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $33.50 2029-01-25 250 250 Direct
Common Stock Stock Option (Right to Buy) $36.26 2030-01-31 120 120 Direct
Common Stock Stock Option (Right to Buy) $32.46 2031-01-27 300 300 Direct
Common Stock Stock Option (Right to Buy) $42.85 2032-01-28 320 320 Direct
Common Stock Stock Option (Right to Buy) $40.13 2033-01-27 320 320 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2029-01-25 250 250 Direct
2030-01-31 120 120 Direct
2031-01-27 300 300 Direct
2032-01-28 320 320 Direct
2033-01-27 320 320 Direct
Footnotes
  1. Options are fully exercisable.
  2. Options vest in four equal annual installments beginning on January 27, 2021.
  3. Options vest in four equal annual installments beginning on January 28, 2022.
  4. Options vest in four equal annual installments beginning on January 27, 2023.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.00 to $36.05, inclusive. The reporting person undertakes to provide Sound Financial Bancorp, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote to this Form 4.