Filing Details
- Accession Number:
- 0001437749-23-030973
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-08 16:31:26
- Reporting Period:
- 2023-11-08
- Accepted Time:
- 2023-11-08 16:31:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1541119 | Sound Financial Bancorp Inc. | SFBC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1410547 | E James Sweeney | C/O Sound Financial Bancorp, Inc. 2400 3Rd Avenue, Suite 150 Seattle WA 98121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-11-08 | 475 | $35.75 | 15,471 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-11-08 | 2,025 | $36.01 | 13,446 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,742 | Indirect | Held in 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $33.50 | 2029-01-25 | 250 | 250 | Direct | |
Common Stock | Stock Option (Right to Buy) | $36.26 | 2030-01-31 | 120 | 120 | Direct | |
Common Stock | Stock Option (Right to Buy) | $32.46 | 2031-01-27 | 300 | 300 | Direct | |
Common Stock | Stock Option (Right to Buy) | $42.85 | 2032-01-28 | 320 | 320 | Direct | |
Common Stock | Stock Option (Right to Buy) | $40.13 | 2033-01-27 | 320 | 320 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2029-01-25 | 250 | 250 | Direct |
2030-01-31 | 120 | 120 | Direct |
2031-01-27 | 300 | 300 | Direct |
2032-01-28 | 320 | 320 | Direct |
2033-01-27 | 320 | 320 | Direct |
Footnotes
- Options are fully exercisable.
- Options vest in four equal annual installments beginning on January 27, 2021.
- Options vest in four equal annual installments beginning on January 28, 2022.
- Options vest in four equal annual installments beginning on January 27, 2023.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.00 to $36.05, inclusive. The reporting person undertakes to provide Sound Financial Bancorp, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote to this Form 4.