Filing Details
- Accession Number:
- 0001437749-23-030725
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-07 19:32:01
- Reporting Period:
- 2023-11-03
- Accepted Time:
- 2023-11-07 19:32:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
861842 | Cathay General Bancorp | CATY | State Commercial Banks (6022) | 954274680 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1301191 | R Kim Bingham | 777 North Broadway Los Angeles CA 90012 | Evp, Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-11-03 | 6,000 | $37.42 | 41,849 | No | 4 | S | Indirect | by Bingham Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by Bingham Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 0 | Direct |
Footnotes
- Between August 22, 2023 and September 5, 2023, 47,849 shares of common stock of Cathay General Bancorp were transferred from direct ownership to the Kim R. Bingham and Angelina Bingham Trust as indirect ownership, without the payment of any consideration.